Category:  Compliance

Here we are. We all knew it was coming. Some prepared better than others. The largest of the companies invested in developing a new in-house Surveillance platform for themselves. The Next Gen vendors invested in their road maps and Technically Creative has been talking and seeing every imaginable demo to gather as much information possible for our customers. So, although we all wish we had a li

Since the announcement of the End Of Life for Orchestria | DataMinder | CA Data Protection in June 2019 many compliance officers in the financial markets have started to lose some sleep. The complexities of the migration are starting to sink in and the processes are proving to be much more complex than anyone had hoped for. It's important to understand how the decisions you are about to make

Let’s try an exercise; I’m going to give you some scenarios and you put them in order, from least to greatest risk to general health and safety: Going to the Doctor Living near a Nuclear Power Plant Driving a Car Playing with Fireworks Flying in an Airplane Shaking something free from a Vending Machine Swimming in the Ocean during Shark Attack Season Finished deciding your o

Two themes that we’ve covered in the past, if you want something done right you have to do it yourself and the importance of being proactive, are two common themes when it comes to the regulatory risk and compliance spaces. With the industry in the state that it is, the implications that a company is failing to institute its own measures for maintaining compliance with the regulations are becomi

It shouldn’t come as news that every year the regulatory bodies which govern the financial industry come out with new rules, regulations, and standards by which these financial institutions need adhere. This year, it seems that a lot of regulatory focus has been on business culture, and business ethics, and with the cases that we’ve seen in the last year, it’s no surprise as to why. S

There’s no doubt that compliance is tricky business. Ensuring that your company adheres to the numerous regulations imposed by various bodies and administrations is a tough job that you may think requires you to hand it over to the experts. But you may be surprised to learn that doing that could cost you more in the end. Many firms who specialize in compliance offer the ever alluring idea tha

If I were to ask you, ‘what is the biggest risk at your company right now’, what would you say that was? You have your answer? Ok, now what measure do you have in place to manage that risk? Lastly, is the risk that you just thought of covered by your communication surveillance solution? If you answered ‘no’, you’re not alone. While the regulations governing electronic communication su

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