Category: TCOC

SEC Litigation Release – When Insider Trading and Fraud Cross Paths

They say everything has a price. In this case, Steven Gallagher’s integrity, morality, and, potentially, freedom cost just north of $1 million. The SEC’s complaint alleges that for years, Gallagher, a stock trader, used his Twitter handle to make thousands of tweets encouraging his numerous followers to buy stocks for which he had already amassed holdings in secret.

Read More »
Technically Creative_Innovation Report November 2021

Integrated Legal Hold Process With TC Oversight Controls

INNOVATION REPORT NOVEMBER 2021 In the November 2021 Innovation Report, our target was to solve a major concern for our client’s legal department regarding the time and methods to request and apply legal holds in their platforms. As we all know, legal teams have a

Read More »
TCOC Header Image

TC Oversight Controls and the Evolution of Surveillance

In 2017, CA announced End-of-Life. The financial market as we knew it would be forever changed. CA’s announcement challenged the software vendors in the market to up their game and advance their products. It challenged businesses to reevaluate the way they meet their regulatory requirements

Read More »