Which Forbidden Channels Are Your Employees Using to Communicate?


Innovation Report March 2022

As we all know, supervision requires all authorized communication channels to be surveilled and archived when it comes to regulated individuals. Company policies that stated “approved communication channels” were previously sufficient in protecting a firm from liability.

Recently, regulators have changed that stance, and are now fining companies when their employees use a channel that’s not authorized, archived, and supervised, regardless of the companies’ written procedures. Several of TC’s clients have reached out for help on how to monitor for unapproved channels, or channels that they simply don’t know about. Find out how. Download the latest Innovation Report.



Our featured client is a major financial firm with a large number of users that needed to be monitored for use of unapproved communication channels.


Products and Services


The complete list of products and services used in this Innovation Report includes TC Oversight Controls (TCOC) and TC’s expert services to deliver success through data integrated policy.

Technically Creative has built several data integrated policies stemming from constantly changing data elements within a financial firm including OFAC monitoring for the SDN list, deal team data, M&A’s, along with restricted lists and watchlist.


Providing elite technology services, Technically Creative focuses on engineering solutions geared toward unifying governance in
financial services firms, global investment banks, and insurance companies worldwide.


We automate and integrate compliance, risk, surveillance, discovery, and DLP processes through managed services and our product, TC Oversight Controls. We are known in the market for our unique combination of product innovation, as well as our industry, regulatory, data, compliance, and systems knowledge. An integrated approach to data: reduce risks, costs, duplication of effort, and provide for greater efficiency.


Find out the Background, TC’s Solution, and the full Benefits and Results in the latest Innovation Report.